Paul Siu Wai Yee
余少偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Siu Wai Yee (余少偉), a licensed former licensee with CE reference AFT709. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2012-04-26 | 2015-05-14 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | 2012-04-26 | 2015-05-14 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-09 | 2012-01-01 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-11-09 | 2012-01-01 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-30 | 2011-11-09 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
RO | Type 4 — Advising on securities | 2011-03-30 | 2011-11-09 |