Shofia Wo Ping Suen
孫和平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shofia Wo Ping Suen (孫和平), a licensed former licensee with CE reference AFU310. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-30 | 2021-01-22 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-30 | 2021-01-22 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-18 | 2018-04-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2018-04-30 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-20 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-20 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-20 |