Stephen Christopher Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Christopher Smith ( ), a licensed former licensee with CE reference AFU345. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-15 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-15 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-15 |