Emma Yuen Mei Pak

白菀媚
CE No. AFU418 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emma Yuen Mei Pak (白菀媚), a licensed Responsible Officer with CE reference AFU418. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
DBS Asia Capital Limited
星展亞洲融資有限公司
RO Type 1 — Dealing in securities 2015-01-22 present
DBS Asia Capital Limited
星展亞洲融資有限公司
RO Type 4 — Advising on securities 2015-01-22 present
DBS Asia Capital Limited
星展亞洲融資有限公司
RO Type 6 — Advising on corporate finance 2015-01-22 present
DBS Asia Capital Limited
星展亞洲融資有限公司
Rep Type 1 — Dealing in securities 2011-10-25 2015-01-22
DBS Asia Capital Limited
星展亞洲融資有限公司
Rep Type 4 — Advising on securities 2011-10-25 2015-01-22
DBS Asia Capital Limited
星展亞洲融資有限公司
Rep Type 6 — Advising on corporate finance 2011-10-25 2015-01-22
DBS Asia Capital Limited
星展亞洲融資有限公司
Rep Type 6 — Advising on corporate finance 2010-03-22 2011-05-01
DBS Asia Capital Limited
星展亞洲融資有限公司
Rep Type 1 — Dealing in securities 2007-07-19 2011-05-01
DBS Asia Capital Limited
星展亞洲融資有限公司
Rep Type 4 — Advising on securities 2007-07-19 2011-05-01

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