Charles Tak Kwong Li
李德光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Tak Kwong Li (李德光), a licensed Responsible Officer with CE reference AFU611. Currently licensed at 1 firm(s): Pelican Financial Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pelican Financial Limited 百利勤金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-04-13 | present |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-11-07 | 2018-04-10 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 4 — Advising on securities | 2008-11-07 | 2018-04-10 |
| Beijing Securities Limited 北京證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-11-07 | 2018-04-10 |
| Libertas Capital Asia Limited | RO | Type 1 — Dealing in securities | 2007-06-21 | 2008-07-01 |
| Libertas Capital Asia Limited | RO | Type 6 — Advising on corporate finance | 2007-06-21 | 2008-07-01 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-09-23 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2006-09-23 |