Candi Li Yin Lam

林莉妍
CE No. AFU626 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Candi Li Yin Lam (林莉妍), a licensed Representative with CE reference AFU626. Currently licensed at 3 firm(s): Everbright Securities Investment Services (HK) Limited, CES Forex (HK) Limited, CES Commodities (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 4 — Advising on securities 2015-05-11 present
CES Forex (HK) Limited
光證外匯(香港)有限公司
Rep Type 3 — Leveraged foreign exchange trading 2007-09-11 present
Everbright Securities Investment Services (HK) Limited
光大證券投資服務(香港)有限公司
Rep Type 1 — Dealing in securities 2007-04-26 present
CES Commodities (HK) Limited
光證期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2007-04-26 present
Bright Fund Management Limited
光明投資管理有限公司
Rep Type 9 — Asset management 2011-07-18 2023-08-31

Related