Pui Chung Mok
莫沛聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Chung Mok (莫沛聰), a licensed Responsible Officer with CE reference AFU628. Currently licensed at 2 firm(s): MoneyMore Asset Management Limited, MoneyMore Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MoneyMore Asset Management Limited 萬利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-04-11 | present |
| MoneyMore Asset Management Limited 萬利資產管理有限公司 |
RO | Type 9 — Asset management | 2025-04-11 | present |
| MoneyMore Securities Limited 萬利證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-16 | present |
| MoneyMore Securities Limited 萬利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-12 | 2024-05-16 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-11-01 | 2024-02-26 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 9 — Asset management | 2023-11-01 | 2024-02-26 |
| Prior Securities Limited 昇悅證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-05 | 2024-02-26 |
| Cheer Union Securities Limited 滿好證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-14 | 2022-08-31 |
| Cheer Union Securities Limited 滿好證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-08-14 |
| Cheer Union Securities Limited 滿好證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-20 |
| Cheer Union Securities Limited 滿好證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-20 |
| Cheer Union Securities Limited 滿好證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-20 |