Edward Wai Hong Lam
林偉康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edward Wai Hong Lam (林偉康), a licensed Responsible Officer with CE reference AFU656. Currently licensed at 2 firm(s): Innovax Securities Limited, Innovax Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 4 — Advising on securities | 2025-04-28 | present |
| Innovax Securities Limited 創陞證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-29 | present |
| Innovax Asset Management Limited 創陞資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-14 | present |
| Innovax Futures Limited 創陞期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-06-28 | 2025-08-13 |
| Innovax Securities Limited 創陞證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-29 | 2025-04-28 |
| Innovax Securities Limited 創陞證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-14 | 2018-03-29 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-09-27 | 2017-11-24 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 — Asset management | 2017-09-27 | 2017-11-24 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-08-22 | 2017-11-24 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2014-08-22 | 2017-11-24 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-01-20 | 2017-09-27 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-28 | 2017-11-24 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-01-02 | 2014-08-22 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-11-28 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2014-08-22 |
| China Everbright Forex Limited 中國光大外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2004-03-18 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-11 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-11 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-11 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-11 |