Kartik Chimanlal Jajal
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kartik Chimanlal Jajal ( ), a licensed former licensee with CE reference AFU801. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2004-03-29 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-15 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-15 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-15 |