Siu Lok Li
李兆樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lok Li (李兆樂), a licensed former licensee with CE reference AFV112. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MassMutual Asia Investors Limited 美國萬通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-07 | 2012-03-31 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-11-01 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-24 |
| Protective Capital (International) Limited 環球智略投資有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-24 |