Miranda Kai Hang Lee
李偕行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miranda Kai Hang Lee (李偕行), a licensed Responsible Officer with CE reference AFW099. Currently licensed at 1 firm(s): Soo Pui Chen Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-03-10 | present |
| Ying Wah Securities Company Limited 英華證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-24 | 2023-02-07 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-05-24 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-18 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-18 |
| Ying Wah Securities Company Limited 英華證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-18 |