Jianming Zou
鄒艦明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianming Zou (鄒艦明), a licensed Responsible Officer with CE reference AFW638. Currently licensed at 2 firm(s): VMS Asset Management Limited, VMS Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-28 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-28 | present |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-14 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-06-14 | 2023-06-28 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-06-14 | 2023-06-28 |
| Starr International Company (Asia), Limited 勝達國際集團(亞洲)投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-16 | 2008-04-30 |
| Starr International Company (Asia), Limited 勝達國際集團(亞洲)投資有限公司 |
Rep | Type 9 — Asset management | 2006-05-16 | 2008-04-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2003-10-18 | 2005-10-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2003-10-18 | 2005-10-05 |