Hiroshi Yamada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiroshi Yamada ( ), a licensed former licensee with CE reference AFW685. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JAFCO Investment (Hong Kong) Limited 集富亞洲投資有限公司 |
RO | Type 4 — Advising on securities | present | 2009-07-31 |
| JAFCO Investment (Hong Kong) Limited 集富亞洲投資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-17 |
| JAFCO Investment (Hong Kong) Limited 集富亞洲投資有限公司 |
RO | Type 9 — Asset management | present | 2009-07-31 |