Mandy Wan Man Lee
李頴文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mandy Wan Man Lee (李頴文), a licensed Responsible Officer with CE reference AFX332. Currently licensed at 1 firm(s): Kwan Yick Securities (International) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-31 | present |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-08-31 |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-24 |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-24 |
| Kwan Yick Securities (International) Limited 均益證券(國際)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-24 |