Bertrand Kwok Hay Chui
徐國熙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bertrand Kwok Hay Chui (徐國熙), a licensed Responsible Officer with CE reference AFY877. Currently licensed at 1 firm(s): Elements Advisors Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Elements Advisors Limited 圓正投資顧問有限公司 |
RO | Type 9 — Asset management | 2011-03-23 | present |
| Elements Advisors Limited 圓正投資顧問有限公司 |
Rep | Type 9 — Asset management | 2010-07-07 | 2011-03-23 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-09 | 2010-04-17 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-12 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-05-29 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-12 |
| ICEA Securities Asia Limited 工商東亞證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-12 |