Horace Ho Tsui
徐豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Horace Ho Tsui (徐豪), a licensed former licensee with CE reference AFZ176. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-06-07 | 2005-12-30 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-14 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-14 |