Xinping Li
李新平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinping Li (李新平), a licensed former licensee with CE reference AFZ532. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riches Depot Securities Co., Limited 聚富證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-30 | 2019-01-02 |
| Pinestone Securities Limited 鼎石證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-09-13 | 2013-11-08 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2012-09-05 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-05 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-05 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-05 |