Tonnie Lai Man Yu
余麗文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tonnie Lai Man Yu (余麗文), a licensed former licensee with CE reference AFZ615. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-30 | 2021-06-01 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-30 | 2021-06-01 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-05-13 | 2017-11-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-07 | 2017-11-12 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-01-07 | 2017-11-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-14 | 2015-01-07 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-14 | 2015-01-07 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-10-14 | 2015-05-13 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-10-10 | 2014-09-13 |
| Metro Capital Futures Limited 美高期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-03-21 | 2014-09-13 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-19 | 2014-09-13 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-18 | 2011-12-19 |
| Metro Capital Futures Limited 美高期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-18 | 2012-03-21 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-18 | 2011-10-01 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-12-19 | 2011-10-01 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 7 — Providing automated trading services | 2003-12-19 | 2004-02-19 |
| Celestial Finance Limited 時富財務有限公司 |
RO | Type 8 — Securities margin financing | present | 2005-03-31 |