Colin Thomas West
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Thomas West ( ), a licensed former licensee with CE reference AFZ863. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | present | 2003-06-25 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | RO | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | RO | Type 9 — Asset management | present | 2003-06-25 |