Julian Nicolas Snaith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Nicolas Snaith, a licensed Responsible Officer with CE reference AGA808. Currently licensed at 1 firm(s): Niatross Investments Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Niatross Investments Limited |
RO | Type 9 — Asset management | 2017-08-01 | present |
| DES Asset Management Limited |
Rep | Type 9 — Asset management | 2015-03-06 | 2017-07-31 |
| TPG-Axon Capital (HK), Limited | Rep | Type 9 — Asset management | 2005-07-05 | 2008-05-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2005-02-07 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |