Stephen Cheuk Yue Au
區卓裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Cheuk Yue Au (區卓裕), a licensed former licensee with CE reference AGB204. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-31 | 2019-08-15 |
| RaiseSun Capital Limited 蕊申資本有限公司 |
RO | Type 4 — Advising on securities | 2016-10-31 | 2019-08-15 |
| Equities First Holdings Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-04-21 | 2016-09-01 |
| Equities First Holdings Hong Kong Limited | RO | Type 1 — Dealing in securities | 2015-09-17 | 2016-04-21 |
| Cheetah Advisors Limited 捷達顧問有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-24 | 2015-09-11 |