Ka On Kwok
郭家安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka On Kwok (郭家安), a licensed former licensee with CE reference AGB477. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 7 — Providing automated trading services | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 7 — Providing automated trading services | 2021-11-10 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-04 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-10 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-24 | 2010-05-10 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-24 | 2025-08-31 |