Steven Siu Kee Wong
黃紹基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven Siu Kee Wong (黃紹基), a licensed former licensee with CE reference AGC687. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-25 | 2010-10-20 |
| Credit Suisse Solution Partners (Hong Kong) Limited 瑞士信貸顧問(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-06-25 | 2010-10-20 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |