Ernest Ho Wing Law
羅浩榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernest Ho Wing Law (羅浩榮), a licensed Representative with CE reference AGE012. Currently licensed at 1 firm(s): Midland Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-11 | present |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-11 | present |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-18 | 2021-12-14 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-06-30 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-17 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-17 |