Pramod Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pramod Gupta ( ), a licensed former licensee with CE reference AGE214. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-03-29 | 2005-11-12 |