Qi Guang Luo
羅啟光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qi Guang Luo (羅啟光), a licensed former licensee with CE reference AGE408. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-16 | 2019-11-24 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-16 | 2019-11-24 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-13 | 2019-03-29 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-10-13 | 2019-03-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-05-02 | 2014-11-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-13 | 2017-09-30 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-26 | 2011-01-27 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-04 | 2004-04-29 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-08-04 | 2004-04-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-09-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-25 |