Ka Ming Chu
朱家銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Ming Chu (朱家銘), a licensed Responsible Officer with CE reference AGE547. Currently licensed at 1 firm(s): Soo Pui Chen Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soo Pui Chen Securities Limited 蘇佩瓚證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-21 | present |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-21 |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-21 |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| Soo Pui Chen & Company 蘇佩瓚公司 |
Rep | Type 9 — Asset management | present | 2005-03-21 |