Shing Yan Chan
陳盛恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Yan Chan (陳盛恩), a licensed Responsible Officer with CE reference AGE665. Currently licensed at 1 firm(s): CPPIB Credit Investments Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Credit Investments Asia Limited | RO | Type 1 — Dealing in securities | 2022-01-05 | present |
| CPPIB Asia Inc. | RO | Type 1 — Dealing in securities | 2020-05-18 | 2022-01-01 |
| CPPIB Asia Inc. | Rep | Type 1 — Dealing in securities | 2020-01-13 | 2020-05-18 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-04-12 | 2019-10-28 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-07 | 2019-10-28 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 — Asset management | 2017-02-07 | 2019-10-28 |
| ICG Asia Pacific Limited |
RO | Type 4 — Advising on securities | 2011-10-07 | 2016-07-31 |
| ICG Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2011-04-21 | 2011-10-07 |
| RAB Capital (Asia) Limited |
RO | Type 1 — Dealing in securities | 2009-11-16 | 2010-12-31 |
| RAB Capital (Asia) Limited |
RO | Type 4 — Advising on securities | 2009-11-16 | 2010-12-31 |
| RAB Capital (Asia) Limited |
RO | Type 9 — Asset management | 2009-11-16 | 2010-12-31 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 1 — Dealing in securities | 2007-01-30 | 2008-12-31 |
| D.B. Zwirn Asia Partners Limited |
Rep | Type 4 — Advising on securities | 2007-01-30 | 2008-12-31 |