Frankie Man Sing Yan
甄文星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Man Sing Yan (甄文星), a licensed Responsible Officer with CE reference AGF408. Currently licensed at 2 firm(s): China Harbour International Securities Limited, China Harbour International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Harbour International Securities Limited 中灣國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-06-27 | present |
| China Harbour International Capital Limited 中灣國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-06-27 | present |
| China Harbour International Securities Limited 中灣國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-14 | 2024-06-27 |
| China Harbour International Capital Limited 中灣國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-05-14 | 2024-06-27 |
| China Sunrise Asset Management Limited 華升資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-16 | 2023-12-29 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-15 | 2023-12-29 |
| China Sunrise Capital Limited 華升資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-04-15 | 2023-12-29 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-07 | 2018-09-30 |
| Zhongtai International Capital Limited 中泰國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-01-07 | 2018-09-30 |
| Proton Capital Limited 普頓資本有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-28 | 2013-12-31 |
| Proton Capital Limited 普頓資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-08-28 | 2013-12-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-24 | 2013-06-30 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-10-24 | 2013-06-30 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-05 | 2011-10-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-10-05 | 2011-10-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-06-23 | 2011-10-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-12-06 | 2008-03-20 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-21 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-10-06 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-21 |