Chi Wai (SFC:AGG750) Poon
潘志偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai (SFC:AGG750) Poon (潘志偉), a licensed former licensee with CE reference AGG750. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-02-23 | 2021-06-30 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-02-23 | 2021-06-30 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2015-03-25 | 2019-04-30 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-10-20 | 2015-03-25 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-05-07 | 2021-02-23 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-05-07 | 2021-02-23 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-02 |