Esmond Kong-Hung Tam
譚廣鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Esmond Kong-Hung Tam (譚廣鴻), a licensed former licensee with CE reference AGG777. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-31 | 2024-05-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-12-31 | 2024-05-03 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-28 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-05 |