Chak Shing Chow
周澤成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Shing Chow (周澤成), a licensed Responsible Officer with CE reference AGG820. Currently licensed at 1 firm(s): Gentleman Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 |
RO | Type 4 — Advising on securities | 2023-05-09 | present |
| Gentleman Capital Limited 紳士資本有限公司 |
RO | Type 9 — Asset management | 2022-12-09 | present |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-17 | 2023-06-01 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-05-17 | 2023-06-01 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
RO | Type 9 — Asset management | 2021-05-17 | 2022-01-19 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-03 | 2021-05-17 |
| Goldhorse Capital Management (HK) Limited 金馬資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-11-03 | 2021-05-17 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2018-08-20 | 2019-11-18 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2018-08-20 | 2019-11-18 |