Brett Stephen Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brett Stephen Lee ( ), a licensed former licensee with CE reference AGH034. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 4 — Advising on securities | 2005-03-07 | 2006-07-29 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-07-29 |