Wai Yee Ng
吳惠儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Ng (吳惠儀), a licensed Representative with CE reference AGH232. Currently licensed at 3 firm(s): Everbright Securities Investment Services (HK) Limited, CES Commodities (HK) Limited , CES Forex (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 3 — Leveraged foreign exchange trading; Type 4 — Advising on securities. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Leveraged foreign exchange trading →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-25 | present |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-16 | present |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-11-01 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-18 | present |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-08-04 | 2023-08-31 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-16 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-08-16 |