Man Tak Ma
馬文德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Tak Ma (馬文德), a licensed former licensee with CE reference AGH346. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-06-17 | 2013-07-05 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-14 | 2013-07-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-18 | 2013-07-05 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-17 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-08-14 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2004-08-14 |