Wai Yin Ho
何慧賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yin Ho (何慧賢), a licensed former licensee with CE reference AGH607. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-17 | 2024-03-23 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-03-17 | 2024-03-23 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-09 | 2016-03-17 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-03-17 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-22 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-22 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-22 |