Kenneth Kai Yu Liu
廖啟宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kai Yu Liu (廖啟宇), a licensed former licensee with CE reference AGI703. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Horwath Capital Asia Limited 浩華融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-15 | 2004-02-16 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-31 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-31 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-31 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-31 |