Ling Sun Li
李寧新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Sun Li (李寧新), a licensed former licensee with CE reference AGI751. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Midas Securities Limited 金源證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-15 | 2022-05-31 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2019-07-03 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-12 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-12 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-12 |