David Rhee Timblick
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Rhee Timblick ( ), a licensed former licensee with CE reference AGI984. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-24 | 2017-09-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 4 — Advising on securities | 2013-05-24 | 2017-09-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-05-24 | 2017-09-30 |
| Lazard Asia (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2007-03-20 | 2013-02-27 |
| Lazard Asia (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2013-02-27 |
| Lazard Asia (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | present | 2013-02-27 |
| Lazard Asia (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2004-08-03 |