Yiu Man Ng
吳耀文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Man Ng (吳耀文), a licensed Responsible Officer with CE reference AGJ090. Currently licensed at 1 firm(s): Henyep Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-15 | present |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-21 | 2023-05-15 |
| Peak Cloud Limited 雲明有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-03-26 | 2023-03-31 |
| Peak Cloud Limited 雲明有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-15 | 2021-03-26 |
| Peak Cloud Limited 雲明有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-05 | 2023-03-31 |
| Henyep Securities Limited 興業證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-04 | 2019-11-30 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-04 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-04 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-04 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-12-14 |
| Henyep Securities Limited 興業證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-04 |