Tai Che Lau
劉大志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Che Lau (劉大志), a licensed former licensee with CE reference AGJ107. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-24 | 2023-10-26 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-02 | 2023-01-05 |
| SDHG International Securities Limited 山高國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-03 | 2017-04-05 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-11-27 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-19 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-19 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-19 |