Michael James Wheeler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Wheeler ( ), a licensed former licensee with CE reference AGJ507. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 1 — Dealing in securities | present | 2007-12-29 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | present | 2007-12-29 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 4 — Advising on securities | present | 2004-12-20 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-12-20 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-03 |
| ABN AMRO Clearing Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | present | 2005-03-03 |
| ABN AMRO Clearing (Futures) Hong Kong Limited | Rep | Type 9 — Asset management | present | 2004-12-20 |