Ka Pong Ng
吳家邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Pong Ng (吳家邦), a licensed Responsible Officer with CE reference AGJ944. Currently licensed at 1 firm(s): Mage Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mage Securities Limited 明璣證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-06-10 | present |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-03 | 2021-06-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-06-17 | 2010-08-07 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-08-07 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-05-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-25 |