Ivy Yuk Lin Lau
劉玉蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Yuk Lin Lau (劉玉蓮), a licensed former licensee with CE reference AGK542. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-29 | 2008-05-01 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-11 | 2008-05-01 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-10 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-24 |