Wai Kwan Mak
麥偉君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwan Mak (麥偉君), a licensed former licensee with CE reference AGL369. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-12 | 2015-05-09 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-12 | 2015-05-09 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2005-05-18 | 2005-06-09 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-15 | 2005-03-10 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-07-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-01 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-01 |