Simon Devilliers Rudolph
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Devilliers Rudolph ( ), a licensed former licensee with CE reference AGL439. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-01-03 | 2014-12-31 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
RO | Type 9 — Asset management | 2007-11-15 | 2014-01-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-03 |
| Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2007-11-15 |