John Duncan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Duncan ( ), a licensed former licensee with CE reference AGL548. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-03 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-05-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-05-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-05-23 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2003-05-23 |