Yi Kwai Lam
林怡葵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Kwai Lam (林怡葵), a licensed former licensee with CE reference AGM042. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-25 | 2021-07-20 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-22 | 2021-07-20 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-15 | 2017-09-09 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-15 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-28 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-28 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 9 — Asset management | present | 2003-07-28 |