Bertram Lai
賴穆煦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bertram Lai (賴穆煦), a licensed Responsible Officer with CE reference AGM550. Currently licensed at 1 firm(s): CGS International Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-20 | present |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 4 — Advising on securities | 2010-03-10 | present |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-09-28 | 2007-09-25 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-28 | 2010-03-10 |