Colin Ching Wern Sim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Ching Wern Sim ( ), a licensed former licensee with CE reference AGN521. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | Rep | Type 9 — Asset management | 2020-09-10 | 2021-04-13 |
| GSA Capital Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2018-11-02 | 2019-08-16 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2010-05-14 | 2017-03-18 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-14 | 2017-03-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2007-06-14 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |